#
# US Closed-End Fund
  (EST)
» US Home
Financial Advisors
Log In | Register

Regulated

Closed-end funds are subject to SEC registration and regulation, which holds them to numerous requirements imposed for the protection of investors. Closed-end funds are regulated primarily under the Investment Company Act of 1940 and the rules adopted under that Act. Closed-end funds are also subject to the Securities Act of 1933 and the Securities Exchange Act of 1934.

 
Useful Links